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Regulations

Federal Register - SEC Trading/Tokenization Yesterday

Transfer Agent Rules

[Filed 2026-09-04] The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and …

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